This course will address the theoretical basis for and the role of securities regulation in regulating capital markets and protecting investors. It will provide students with a firm understanding of ...

Southern Methodist University School of Law Professor Marc Steinberg. Courtesy photo Professor Marc Steinberg's new book, "Rethinking Securities Law," published by Oxford University Press, is a major ...

The securities lending market is vital to the healthy functioning of securities markets globally. Securities lending improves market liquidity, price discovery, and enables timely trade settlement but ...

Adam C. Pritchard and Robert B. Thompson will discuss their book, A History of Securities Law in the Supreme Court, recently-published by the Oxford University Press. The book goes behind the curtain ...

In my work with impact-focused entrepreneurs who are ready to raise capital to take their businesses to the next level, I find that phrases like securities law and legal compliance can be intimidating ...

Supported by the Toronto Stock Exchange, the TSX Venture Exchange, and the BC Securities Commission, this course will give you the information you need to comply with Canada’s complex system of ...

Securities lending market is vital to the healthy functioning of securities markets globally. Securities lending improves market liquidity, price discovery, and enables timely trade settlement but an ...

Finance Minister Nirmala Sitharaman table the Securities Market Code (SMC) Bill 2025 in the Lok Sabha on Thursday that proposes to merge three existing laws – the Securities Contracts Act (1956), the ...

Securities law is one of the most complex areas of practice in the legal industry. Lawyers who specialize in securities law need to stay on top of a world of laws and regulations that are constantly ...

Securities are a type of financial instrument that can be bought and sold on the stock market, with the goal of generating a return on investment for the buyer. Securities represent ownership or debt ...

Federal Securities Lawyer and Founding Attorney of Oberheiden P.C., Dr. Nick Oberheiden, answers FAQs about private placements under Regulation D. In the U.S., companies generally must register ...

Rule 144A and Regulation D offer exemptions from federal securities registration requirements under the Securities Act of 1933. However, they apply to different situations, and overseas companies must ...